Federal Filings
Adverse Action Sweep
Bureau of Labor Statistics Report
CFPB Nonbank Registry
E-MCR-FC and RMLA Quarterly
EPL/LDP and FHFA Lists
GMEI Renewal
HMDA Filing
LMP Quarterly Reminder
MERS: Annual Audit, Report, CRMS Quarterly
NMLS: MCR Quarterly, CE Chart, Licenses, Financials
SAM.gov Renewal
USPTO Registration (5 yrs)
Investor / Wholesaler Renewals
Exclusionary List Review
Insurance Certificate
Financial Statements
Wholesaler Recertification
GSE / Agency Filings
HUD/FHA: Reporting Material Events
HUD/FHA: Annual Recertification
HUD/FHA: QC Default Ratios
Fannie Mae / Freddie Mac: Annual Recertification
Fannie Mae / Freddie Mac: Instances of OFAC Matches
Fannie Mae / Freddie Mac: Data Breach Notifications
Fannie Mae / Freddie Mac: BSA-AML Incidents
VA: Annual Renewal
VA: Validation of Underwriting & SAR Staff
VA: IRRL’s Quarterly Report
USDA: Annual Recertification
State Filings
Activity Reports / Mortgage Logs
Advance Fee Agreements
Annual / Biennial Reports
Anti Predatory Lending Database
Audited Financial Statements
CFL Reports / CRMLA Reports
Commerce Tax / Franchise Tax
Consumer Credit Notifications
Default and Foreclosure Reports
Excise Tax Returns
Fictitious Name (d/b/a) Renewals (1, 5, 10 yrs)
Form 307 Annual Filing
Fraud/Misrepresentation Reports
GRMA Fees / Holden Reports
HR Quarterly & Payroll Reports
Registered Agent Renewals
Repurchase Disclosure Reports
Surety Bond Renewals (Broker/Lender/Servicer)
Tax and Wage / Workers Compensation
County / City Filings
Alarm User Permits
Annual Backflow Tests
Annual Fire Inspections
Business License / Occupational Tax License
Business Personal Property Return
Business Tax Certificate / Receipt
Fire & Fire Extinguisher Inspections (3 yrs)
General Business Licenses
Corporate Management
EEO-1 Reports
Main / Branch Office Lease Renewals
Office Insurance Renewals
Privacy Notice & PMI Notice
MCC Tax Filings
Insurance: E&O Liability, Umbrella, Workers Comp
Business Continuity Testing
MLO Licensing Management